HAND: Hierarchical Attention Network for Multi-Scale Handwritten Document Recognition and Layout Analysis

Handwritten document recognition (HDR) is one of the most challenging tasks in the field of computer vision, due to the various writing styles and complex layouts inherent in handwritten texts. Traditionally, this problem has been approached as two separate tasks, handwritten text recognition and layout analysis, and struggled to integrate the two processes effectively. This paper introduces HAND (Hierarchical Attention Network for Multi-Scale Document), a novel end-to-end and segmentation-free architecture for simultaneous text recognition and layout analysis tasks. Our model's key components include an advanced convolutional encoder integrating Gated Depth-wise Separable and Octave Convolutions for robust feature extraction, a Multi-Scale Adaptive Processing (MSAP) framework that dynamically adjusts to document complexity and a hierarchical attention decoder with memory-augmented and sparse attention mechanisms. These components enable our model to scale effectively from single-line to triple-column pages while maintaining computational efficiency. Additionally, HAND adopts curriculum learning across five complexity levels. To improve the recognition accuracy of complex ancient manuscripts, we fine-tune and integrate a Domain-Adaptive Pre-trained mT5 model for post-processing refinement. Extensive evaluations on the READ 2016 dataset demonstrate the superior performance of HAND, achieving up to 59.8% reduction in CER for line-level recognition and 31.2% for page-level recognition compared to state-of-the-art methods. The model also maintains a compact size of 5.60M parameters while establishing new benchmarks in both text recognition and layout analysis. Source code and pre-trained models are available at : https://github.com/MHHamdan/HAND.

LongDocURL: a Comprehensive Multimodal Long Document Benchmark Integrating Understanding, Reasoning, and Locating

Large vision language models (LVLMs) have improved the document understanding capabilities remarkably, enabling the handling of complex document elements, longer contexts, and a wider range of tasks. However, existing document understanding benchmarks have been limited to handling only a small number of pages and fail to provide a comprehensive analysis of layout elements locating. In this paper, we first define three primary task categories: Long Document Understanding, numerical Reasoning, and cross-element Locating, and then propose a comprehensive benchmark, LongDocURL, integrating above three primary tasks and comprising 20 sub-tasks categorized based on different primary tasks and answer evidences. Furthermore, we develop a semi-automated construction pipeline and collect 2,325 high-quality question-answering pairs, covering more than 33,000 pages of documents, significantly outperforming existing benchmarks. Subsequently, we conduct comprehensive evaluation experiments on both open-source and closed-source models across 26 different configurations, revealing critical performance gaps in this field.

DoPTA: Improving Document Layout Analysis using Patch-Text Alignment

The advent of multimodal learning has brought a significant improvement in document AI. Documents are now treated as multimodal entities, incorporating both textual and visual information for downstream analysis. However, works in this space are often focused on the textual aspect, using the visual space as auxiliary information. While some works have explored pure vision based techniques for document image understanding, they require OCR identified text as input during inference, or do not align with text in their learning procedure. Therefore, we present a novel image-text alignment technique specially designed for leveraging the textual information in document images to improve performance on visual tasks. Our document encoder model DoPTA - trained with this technique demonstrates strong performance on a wide range of document image understanding tasks, without requiring OCR during inference. Combined with an auxiliary reconstruction objective, DoPTA consistently outperforms larger models, while using significantly lesser pre-training compute. DoPTA also sets new state-of-the art results on D4LA, and FUNSD, two challenging document visual analysis benchmarks.

Zero-Shot Prompting and Few-Shot Fine-Tuning: Revisiting Document Image Classification Using Large Language Models

Classifying scanned documents is a challenging problem that involves image, layout, and text analysis for document understanding. Nevertheless, for certain benchmark datasets, notably RVL-CDIP, the state of the art is closing in to near-perfect performance when considering hundreds of thousands of training samples. With the advent of large language models (LLMs), which are excellent few-shot learners, the question arises to what extent the document classification problem can be addressed with only a few training samples, or even none at all. In this paper, we investigate this question in the context of zero-shot prompting and few-shot model fine-tuning, with the aim of reducing the need for human-annotated training samples as much as possible.

SAIL: Sample-Centric In-Context Learning for Document Information Extraction

Document Information Extraction (DIE) aims to extract structured information from Visually Rich Documents (VRDs). Previous full-training approaches have demonstrated strong performance but may struggle with generalization to unseen data. In contrast, training-free methods leverage powerful pre-trained models like Large Language Models (LLMs) to address various downstream tasks with only a few examples. Nonetheless, training-free methods for DIE encounter two primary challenges: (1) understanding the complex relationship between layout and textual elements in VRDs, and (2) providing accurate guidance to pre-trained models. To address these challenges, we propose Sample-centric In-context Learning (SAIL) for DIE. SAIL introduces a fine-grained entity-level textual similarity to facilitate in-depth text analysis by LLMs and incorporates layout similarity to enhance the analysis of layouts in VRDs. Additionally, SAIL formulates a unified In-Context Learning (ICL) prompt template for various sample-centric examples, enabling tailored prompts that deliver precise guidance to pre-trained models for each sample. Extensive experiments on FUNSD, CORD, and SROIE benchmarks with various base models (e.g., LLMs) indicate that our method outperforms training-free baselines, even closer to the full-training methods. The results show the superiority and generalization of our method.

OmniDocBench: Benchmarking Diverse PDF Document Parsing with Comprehensive Annotations

Document content extraction is crucial in computer vision, especially for meeting the high-quality data needs of large language models (LLMs) and retrieval-augmented generation (RAG) technologies. However, current document parsing methods suffer from significant limitations in terms of diversity and comprehensive evaluation. To address these challenges, we introduce OmniDocBench, a novel multi-source benchmark designed to advance automated document content extraction. OmniDocBench includes a meticulously curated and annotated high-quality evaluation dataset comprising nine diverse document types, such as academic papers, textbooks, slides, among others. Our benchmark provides a flexible and comprehensive evaluation framework with 19 layout category labels and 14 attribute labels, enabling multi-level assessments across entire datasets, individual modules, or specific data types. Using OmniDocBench, we perform an exhaustive comparative analysis of existing modular pipelines and multimodal end-to-end methods, highlighting their limitations in handling document diversity and ensuring fair evaluation. OmniDocBench establishes a robust, diverse, and fair evaluation standard for the document content extraction field, offering crucial insights for future advancements and fostering the development of document parsing technologies. The codes and dataset is available in https://github.com/opendatalab/OmniDocBench.

Diachronic Document Dataset for Semantic Layout Analysis

We present a novel, open-access dataset designed for semantic layout analysis, built to support document recreation workflows through mapping with the Text Encoding Initiative (TEI) standard. This dataset includes 7,254 annotated pages spanning a large temporal range (1600-2024) of digitised and born-digital materials across diverse document types (magazines, papers from sciences and humanities, PhD theses, monographs, plays, administrative reports, etc.) sorted into modular subsets. By incorporating content from different periods and genres, it addresses varying layout complexities and historical changes in document structure. The modular design allows domain-specific configurations. We evaluate object detection models on this dataset, examining the impact of input size and subset-based training. Results show that a 1280-pixel input size for YOLO is optimal and that training on subsets generally benefits from incorporating them into a generic model rather than fine-tuning pre-trained weights.

DocLayout-YOLO: Enhancing Document Layout Analysis through Diverse Synthetic Data and Global-to-Local Adaptive Perception

Document Layout Analysis is crucial for real-world document understanding systems, but it encounters a challenging trade-off between speed and accuracy: multimodal methods leveraging both text and visual features achieve higher accuracy but suffer from significant latency, whereas unimodal methods relying solely on visual features offer faster processing speeds at the expense of accuracy. To address this dilemma, we introduce DocLayout-YOLO, a novel approach that enhances accuracy while maintaining speed advantages through document-specific optimizations in both pre-training and model design. For robust document pre-training, we introduce the Mesh-candidate BestFit algorithm, which frames document synthesis as a two-dimensional bin packing problem, generating the large-scale, diverse DocSynth-300K dataset. Pre-training on the resulting DocSynth-300K dataset significantly improves fine-tuning performance across various document types. In terms of model optimization, we propose a Global-to-Local Controllable Receptive Module that is capable of better handling multi-scale variations of document elements. Furthermore, to validate performance across different document types, we introduce a complex and challenging benchmark named DocStructBench. Extensive experiments on downstream datasets demonstrate that DocLayout-YOLO excels in both speed and accuracy. Code, data, and models are available at https://github.com/opendatalab/DocLayout-YOLO.

MinerU: An Open-Source Solution for Precise Document Content Extraction

Document content analysis has been a crucial research area in computer vision. Despite significant advancements in methods such as OCR, layout detection, and formula recognition, existing open-source solutions struggle to consistently deliver high-quality content extraction due to the diversity in document types and content. To address these challenges, we present MinerU, an open-source solution for high-precision document content extraction. MinerU leverages the sophisticated PDF-Extract-Kit models to extract content from diverse documents effectively and employs finely-tuned preprocessing and postprocessing rules to ensure the accuracy of the final results. Experimental results demonstrate that MinerU consistently achieves high performance across various document types, significantly enhancing the quality and consistency of content extraction. The MinerU open-source project is available at https://github.com/opendatalab/MinerU.

VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents

Retrieval-augmented generation (RAG) is an effective technique that enables large language models (LLMs) to utilize external knowledge sources for generation. However, current RAG systems are solely based on text, rendering it impossible to utilize vision information like layout and images that play crucial roles in real-world multi-modality documents. In this paper, we introduce VisRAG, which tackles this issue by establishing a vision-language model (VLM)-based RAG pipeline. In this pipeline, instead of first parsing the document to obtain text, the document is directly embedded using a VLM as an image and then retrieved to enhance the generation of a VLM. Compared to traditional text-based RAG, VisRAG maximizes the retention and utilization of the data information in the original documents, eliminating the information loss introduced during the parsing process. We collect both open-source and synthetic data to train the retriever in VisRAG and explore a variety of generation methods. Experiments demonstrate that VisRAG outperforms traditional RAG in both the retrieval and generation stages, achieving a 25--39\% end-to-end performance gain over traditional text-based RAG pipeline. Further analysis reveals that VisRAG is effective in utilizing training data and demonstrates strong generalization capability, positioning it as a promising solution for RAG on multi-modality documents. Our code and data are available at https://github.com/openbmb/visrag .